Rick Shuart Rick Shuart

Rick Shuart

Managing Director

Caltius Structured Capital

Rick evaluates investment opportunities, structures transactions and advises portfolio company management teams.  His well-rounded experience spans junior capital investing, private equity and investment banking.  Rick joined Caltius Structured Capital in 2004 after earning his M.B.A.  Prior to attending business school, he was an Associate at Caltius Equity Partners from 1999 to 2002.

Previously, Rick was a Financial Analyst in the Construction and Forest Products Group at Dillon, Read & Company/UBS, where he worked on several publicly and privately negotiated M&A and public financing transactions.  He also worked at Donaldson, Lufkin & Jenrette.  Rick received his M.B.A. from the UCLA Anderson School of Management and his B.A. from Columbia University.

Board Participation

  • Bulk Handling Systems
  • Divisions Maintenance Group
  • Imagenet
  • Intellectual Technology Inc
  • Kids Care Dental
  • Select Rehabilitation
  • Unitech Aerospace

Market Coverage

  • California
  • Illinois
  • Minnesota
  • New York
  • North Carolina
  • Ohio
  • Pennsylvania
  • Tennessee