PlanMember Financial Corporation

Invested

November 2006

Realized Investment

PlanMember is a financial services marketing and distribution company with over $1 billion in assets under management. PlanMember markets a retirement plan advisory program that delivers a broad array of retirement plan services to sponsors and participants through independent representatives and affinity and membership groups. These services include personalized planning and investment advisory services for individuals as well as complete plan sponsor consulting and administration services for employers/institutions.

Caltius Mezzanine introduced Lovell Minnick Partners, a private equity firm that specializes in financial services, to the company. In November 2006, Lovell Minnick provided equity financing and Caltius provided subordinated debt to redeem outstanding preferred stock and provide working capital.


“With these new partners, we are not only receiving investment capital to complete our recapitalization, but are also aligning ourselves with knowledgeable partners to meet our growth and expansion objectives”.

Jon Ziehl, CEO, PlanMember 

www.planmember.com